1 Introduction

This document is the Report of a Feasibility Study funded by the Information Systems Sub-Committee (ISSC) of the Joint Information Systems Committee (JISC) of the Higher Education Funding Councils. The Study arose out of a Proposal submitted to the Committee by the authors of the present report in February 1994. [See note 1] Support for a feasibility study on this topic was also recommended in the Report of the Joint Funding Councils Libraries Review Group (the ``Follett Report'') [See note 2].

The Proposal was also in part prompted by the report of a Humanities Information Review Panel, published jointly by the British Academy and the British Library, [See note 3] which documented the growth of electronic resources in the humanities, and recommended the development of a national strategy for ``the holding, maintenance and provision of access'' to such materials.

1.1 Summary

The objective of the Feasibility Study was to consider how a broad and flexible Arts and Humanities Data Service (AHDS) might be established, within which the development and use of electronic resources would be both widened and facilitated, while remaining both responsive to change and cost-effective.

The recommendations of the Feasibility Study may be summarized as follows:

1.2 Outline of the Report

The remainder of the current section summarizes the principal issues addressed by the Feasibility Study, focusing on its timeliness, the problems it addresses and the solutions proposed. A brief account is also given (in section 1.8 Conduct of the Feasibility Study) of the consultative process by which the Study was carried out.

Section 2 Perceived needs and the current situation contains a summary overview of institutions, services, and patterns of provision currently obtaining in this area, some of which are described in more detail in Appendix 8 Institutions and Projects . This section also includes a discussion of the user needs identified by this study and the way in which those needs are currently met, which is largely derived from the consultative process carried out during the Feasibility Study.

The Recommendations of the Study are presented under four major headings. In section 3 Scope and Structure of the ahds the scope of the Service is discussed in terms of disciplines and data types, and the community which is to be served. This section also describes the organizational structure proposed for the Service, together with the functional requirements for its various proposals. The proposals are intended to combine the virtues of both distributed and centralized approaches to the management of resources.

Section 4 Standardization discusses the application of standards within the AHDS, which form a key element in the scheme proposed here. Section 5 Implementation Strategy outlines a possible implementation strategy for setting up such a service and section 6 Financial and Costing Considerations makes some preliminary estimation of the likely costs of the proposed service.

1.3 Timeliness and Relevance

Recent major developments in information technology are beginning to have a significant impact on humanities research and teaching. This is due partly to the appearance of more sophisticated hardware and more appropriate software, but it is above all the rapid spread of local, national and international networks which is now presenting the higher education community with both problems and opportunities.

The opportunities arise in particular from the rapid increase in the number, variety and accessibility of electronic data sets now being created for research and teaching. Electronic data sets are being produced across the whole range of humanities disciplines, covering both primary and secondary materials in a wide variety of formats --- text, data, image, sound, and multimedia. At the same time, as a result of institutional information technology strategies, the number of teachers and researchers who are equipped to take advantage of these resources is steadily increasing, as is the recognition of their value in exploratory, resource-based, learning.

1.4 Current Problems

Unfortunately, however, there are a number of problems associated with these developments. These include:

1.5 Proposed Solutions

This report proposes the establishment of a distributed Arts and Humanities Data Service as a means of both taking full advantage of the opportunities and also addressing the problems.

Such a Service will need to concern itself with a wide range of activities. We list here a few of the most immediately obvious requirements:

Some of these activities might be most effectively provided in a distributed environment, notably those requiring extensive specialist knowledge; others, notably the establishment of standards and the provision of comprehensive resource discovery tools, seem better suited to a centralized infrastructure.

The present proposal therefore proposes a framework in which a network of autonomous service providers can co-ordinate activities under the direction of a service infrastructure.

This distributed approach provides the flexibility needed to adjust to a rapidly changing landscape of information provision. The Humanities comprise many widely-divergent disciplines, each with its own highly specialized requirements, but each also highly inter- dependent. The approach proposed here encourages the emergence of a consensus on such issues as standardization of resource description and provision, without imposing a rigid structure. It promotes the development and application of relevant specialist expertise and facilitates the evolution of a service which accurately reflects the real needs of a large community with widely-ranging and diffuse needs. At the same time, the existence of an effective infrastructure allows for significant cost-sharing and the pooling of resources wherever appropriate.

The proposed Arts and Humanities Data Service will comprise:

This report proposes that a small number of such Service Providers be established initially, covering as wide a spread of Arts and Humanities data as possible. Service Providers will typically provide a range of expertise and support appropriate to particular disciplines and data types, building on existing areas of expertise, such as the Computers in Teaching Initiative (see section 8.1.2.4 Source of funding) and the Teaching and Learning Technology Programme TLTP projects, and liaising with relevant existing bodies, such as the JISC Datasets Steering Group.

In the long term, additional AHDS Service Providers will be established, and other independently-funded projects or institutions may wish to become Affiliated Service Providers; mechanisms to facilitate this are also proposed.

A key service provided by the AHDS will be its Catalogue -- a register of all the resources maintained by the Service Providers. The development of this Catalogue should be one of the first priorities in establishing an Arts and Humanities Data Service. The Catalogue will also specify the extent to which the resource concerned conforms to defined AHDS standards.

Information about resources available from institutions outside the scope of the AHDS will also be included within its Catalogue, where possible. One or more ``Gateways'' may be provided to such external services.

AHDS Standards will be defined in a Reference Guide, production and maintenance of which will also be the responsibility of the Executive, acting in consultation with Resource Providers and experts within the community. Layered standards will be defined not only for data formats and data description but also for data provision and preservation, as described in section 4 Standardization .

In all aspects of its work, especially policy formulation, the Executive will work closely with a Service Providers Forum, comprising representatives of all Service Providers.

1.6 Benefits

The report identifies the following benefits resulting from the establishment of a distributed Arts and Humanities Data Service:

The establishment of the AHDS should therefore make a significant contribution to improved efficiency in the conduct of research and the quality of research results. It should also greatly improve the efficiency and quality of teaching and learning facilities within the Higher Education community.

The proposal is timely, in that it comes at a moment when there is widespread recognition of the scope of the problems which it seeks to address. Its proposals are well-grounded in that they result from a broad-based consultation with a range of expert groups, as well as the specialist knowledge and experience of the Study's authors and Steering Group.

1.7 Financial considerations

The costs of providing a Service of the type envisaged here are non-trivial. We estimate that service providers will typically need at least two full-time employees, with secretarial support. Assuming adequate institutional support for computing facilities, and for most other aspects of the necessary technical infrastructure, this gives a minimum cost of 80K - 100K per service provider per annum. Where significant institutional support is not forthcoming, the costs of providing a service would, of course, be much higher.

For the infrastructure itself, we estimate an annual cost of the order of 150K, to cover at least three full time appointments, and funding for meetings, workshops, publications, etc. Again, it is assumed that the central AHDS office will be located at some existing institution which will underwrite establishment and similar costs.

1.8 Conduct of the Feasibility Study

This sub-section briefly summarizes how the Study was carried out, and the present report produced.

1.8.1 Workshop

The Feasibility Study began with a Workshop at which several of the ideas now proposed were first discussed. The Workshop was held at the British Academy on 29-30 March 1994. More than fifty invitations were issued, and the Workshop was attended by a total of 28 experts, drawn from a wide range of academic backgrounds and with particular interest and expertise in most of the relevant academic, professional and technical areas. Following the Workshop, a summary report was published which identified the key issues raised and points of view expressed. [See note 4]

The Workshop participants took the unanimous view that what was needed was some kind of infrastructure which could effectively manage the provision of a range of distributed services, rather than a single centre to hold and archive data. This notion, presented tentatively at the Workshop, has become a key issue in the present proposals. The Workshop also strongly recommended that the term ``data service'' should replace ``data centre'' in the original project title.

1.8.2 Consultation

The intention of the project team and steering group was to consult as widely as possible within the relevant communities. To this end the Workshop Report was disseminated widely by both paper and electronic means. Groups, institutions and individuals known to have an interest were identified as specific targets, but the distribution was deliberately wider than this, and comments were invited from any interested party. Full details of the process are given in Appendix 7.2 Consultation Exercise .

Despite the very short time available for public discussion and comment, distribution of these documents generated a large and almost entirely enthusiastic response from the community. Many useful comments and ideas were provided, which have been incorporated in the present report wherever possible. Appendix 7.2.2 Responses lists the institutions and individuals who responded during this consultation process. Full details of their responses are available on request from the authors.

1.8.3 Fact Finding

It was hoped to investigate in some detail the provision of relevant data sets from a number of existing institutions in the UK, Europe and North America. To this end, a set of questions (reproduced in Appendix 7.3.5 Consultation Document) was devised for use as a basis for gathering information by interview or other means.

Although time did not permit all the relevant institutions to be pursued, those approached were unfailingly constructive and helpful and provided much useful information. Where possible this information gathering was carried out by means of visits and interviews, and otherwise by electronic mail. There were also a number of conferences which covered issues relevant to the study. The institutions consulted and events attended are listed in Appendix 7.2 Consultation Exercise .

In a number of cases, detailed visit reports were produced by project staff or colleagues; these are not included in this report, but are for the most part available electronically from the authors.

1.8.4 Project Group and Acknowledgments

This Feasibility Study was carried out by Lou Burnard of Oxford University Computing Services and Harold Short of King's College London Computing Centre. The project received support and guidance from a Steering Group appointed by the ISSC. Members of this group were: Members of the above group provided helpful criticism and greatly assisted during the drafting of the report. Assistance in drafting and researching several sections of the report was provided by the Marc Fresko Consultancy. The authors of the report also gratefully acknowledge the assistance provided by colleagues and management at their own institutions, by many correspondents, and by Lorcan Dempsey of the UKOLN Office at the University of Bath. Likewise the authors gratefully acknowledge the hospitality and help provided by the institutions and individuals visited during the course of the study. The bulk of the report is, however, the work of the authors, who are responsible for any errors or inconsistencies found in it.


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